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India Biological Resource Regulations and NBA Compliance

India Biological Resource Regulations and NBA Compliance

India possesses a vast array of biological diversity, making it a primary hub for scientific research and commercial innovation. To protect these assets, the Indian government has established strict legal frameworks governing how biological resources and associated knowledge—the traditional information linked to the use of these resources—are accessed and utilized.

Regulatory Authority and Permissions

The primary governing body for these activities is the National Biodiversity Authority (NBA). The requirement for permission depends entirely on the legal status and residency of the entity seeking access.

Requirements for Foreign Entities

Foreigners, foreign companies, bodies corporate, and Non-Resident Indians (as defined under clause (30) of section 2 of The Income-tax Act, 1961) must obtain explicit permission from the NBA. This mandate applies to any activity involving the acquisition of biological resources or associated knowledge for the purposes of research, surveys, or commercial utilisation.

Requirements for Indian Entities

In contrast, Indian citizens and domestic bodies corporate are not required to seek NBA approval for initial access. Instead, they must obtain permission from the relevant State Biodiversity Board in the region where the resources are located.

Transfer of Research Results

Once research using Indian biological resources has been conducted, the legal restrictions extend to the dissemination and transfer of the resulting data and materials.

Generally, the results of such research cannot be transferred to a foreign company or a non-citizen without prior authorization from the NBA. However, there are critical exceptions to this rule to ensure that scientific progress is not hindered. Permission is not required for:

  • The publication of research findings in academic journals.
  • Presenting research results at seminars.
  • Collaborative research projects conducted by institutions that have been approved by the Central Government.

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Benefit Sharing and Royalties

The NBA does not merely act as a gatekeeper but also ensures that the benefits derived from India's biodiversity are shared equitably. When granting permission for the use of resources, the NBA may issue an order requiring benefit sharing or the payment of royalties based on the specific utilization and protection of those resources.

Key Facts

  • NBA Oversight: Mandatory for foreigners and Non-Resident Indians (per Income-tax Act, 1961).
  • State Board Oversight: Mandatory for Indian citizens and domestic corporate bodies.
  • Scope: Covers biological resources, associated knowledge, research, surveys, and commercial use.
  • Transfer Restrictions: Transferring results to non-citizens requires NBA approval.
  • Exemptions: Academic publications, seminars, and Central Government-approved collaborations are exempt from transfer permissions.
  • Financial Obligations: The NBA may mandate royalties or benefit-sharing agreements.
Summary of Access Requirements by Entity Type
Entity Type Required Approval Authority Scope of Activity
Foreigners / Foreign Companies National Biodiversity Authority (NBA) Research, Survey, Commercial Use
Non-Resident Indians (NRI) National Biodiversity Authority (NBA) Research, Survey, Commercial Use
Indian Citizens / Domestic Bodies State Biodiversity Board Access to Biological Resources

Frequently Asked Questions

Who is considered a Non-Resident Indian for these regulations?

For the purpose of these regulations, a Non-Resident Indian is defined according to clause (30) of section 2 of The Income-tax Act, 1961.

Do I need NBA permission to publish my research in a journal?

No, permission from the NBA is not required for the publication of research in a journal or for presentation at a seminar.

Can I transfer research results to a foreign partner without NBA approval?

Generally, no. Transferring results to a non-citizen or foreign company requires NBA permission, unless the research is part of a collaboration between institutions approved by the Central Government.

What is "associated knowledge" in the context of biological resources?

Associated knowledge refers to the traditional or scientific information linked to the use and properties of biological resources.

Are there costs associated with obtaining NBA permission?

While the application process is the first step, the NBA may order benefit sharing or the payment of royalties based on how the biological resources are utilized.

References

  1. "S.O.753(E), [01/07/2004]- Coming into force of sections of the Biodiversity Act, 2002". Ministry of Environment and Forest. Archived from the original on 8 April 2012. Retrieved 24 April 2013.
  2. "S.O.1146 (E)- Bringing into force Sections 1 and 2; Sections 8 to 17; Sections 48,54,59,62,63,64 and 65 w.e.f. 1st October, 2003". Ministry of Environment and Forest. Archived from the original on 8 April 2012. Retrieved 24 April 2013.
  3. "Environmental legislation", The Statesman, 19 January 2017
  4. "Biological Diversity Act 2002 and establishment of National Biodiversity Authority, Chennai", Ministry of Environment and Forests, archived from the original on 30 March 2013, retrieved 24 April 2013
  5. Section 2(c) of Biological Diversity Act, 2002